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Request for Information Regarding the Fiduciary Rule and Prohibited Transaction Exemptions

 

Fi360, Inc. submits the following comments in connection with the Department of Labor’s request for information regarding the Conflict of Interest Rule

Fi360 news

  • August 10, 2017

    Opponents and supporters of the Department of Labor’s fiduciary rule were quick to react to Labor filing on Thursday with the Office of Management and Budget to delay by 18 months compliance with the rule’s more onerous prohibited transaction exemptions, with one ERISA attorney characterizing the move as “continued agony.” READ MORE

  • August 07, 2017

    Fi360, Inc. respectfully submits the following comments in connection with the Department of Labor’s (“DOL” or the “Department”) request for information (“RFI”) regarding the Conflict of Interest Rule (the “Rule”). READ MORE

  • August 01, 2017

    Milestone underscores firm’s long-standing commitment to supporting fiduciary excellence within the financial services industry. READ MORE

  • July 24, 2017

    The Defined Contribution Institutional Investment Association is exhorting sponsors to improve their plans by greater use of best practices rather than hoping for more government guidance. READ MORE

more news

From our Blog

  • July 17, 2017

    Fi360 Fiduciary Talk 51: Regulatory Interplay READ

  • July 17, 2017

    Fi360 Fiduciary Talk 50: SEC Enters Fiduciary Rule Discussion READ

  • July 17, 2017

    Fi360 Fiduciary Talk 49: Moving Forward with Impartial Conduct Standards READ

  • May 15, 2017

    Fi360 Fiduciary Talk 48: Health Savings Accounts in the Fiduciary Process READ

  • May 09, 2017

    The June 9 Fiduciary Deadline and Key Issues for Broker-Dealers READ

  • March 31, 2017

    Filling the Void in Guaranteed Retirement Income READ

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